Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Benoit Scheuer | 1608677 | 3 | 05/16/2009 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Sean C Sill | 1960536 | 5 | 04/28/2009 | Customer Dispute | Denied | $686,415.00 | $0.00 | See FINRA Report |
| Daniel Joseph Odell | 2284725 | 3 | 04/27/2009 | Customer Dispute | Denied | $5,356.00 | $0.00 | See FINRA Report |
| Stanley Kalman King | 270120 | 7 | 04/27/2009 | Customer Dispute | Denied | $33,855.00 | $0.00 | See FINRA Report |
| Ted Ross Emerson | 3180266 | 1 | 04/20/2009 | Customer Dispute | Denied | $49,581.30 | $0.00 | See FINRA Report |
| Lawrence Harold David | 1739405 | 4 | 03/31/2009 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Francis Joseph Pisano | 2446817 | 1 | 03/31/2009 | Customer Dispute | Denied | $10,133.00 | $0.00 | See FINRA Report |
| Gregory Baines Iglow | 2783963 | 9 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Jerome Naert | 1532335 | 3 | 02/24/2009 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 02/11/2009 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |