Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan L Stephens | 2400351 | 4 | 01/20/2010 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Gary Alan Chiate | 45672 | 1 | 01/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Henry Wagner | 1003080 | 5 | 11/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Broderick | 1203573 | 1 | 10/27/2009 | Customer Dispute | Denied | $286,741.00 | $0.00 | See FINRA Report |
| David Staats Carey | 1224756 | 1 | 10/08/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Laurence Joseph Wulker | 834203 | 2 | 09/25/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 09/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 08/17/2009 | Customer Dispute | Denied | $7,000,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 06/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 06/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |