Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Alan Steinfeld | 1470209 | 4 | 08/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jane Smith Okulski | 5656018 | 1 | 08/11/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Patrick Kevin McFadden | 718564 | 4 | 07/25/2011 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Weinstein | 2252636 | 4 | 12/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Issac Montealegre | 1799139 | 6 | 07/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jorge Issac Montealegre | 1799139 | 6 | 07/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Brian Cohen | 2180477 | 4 | 06/28/2010 | Customer Dispute | Denied | $8,075.00 | $0.00 | See FINRA Report |
| Horacio Gomez-Rabago | 4437037 | 7 | 06/25/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Bernard Gold | 1234570 | 3 | 01/27/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean C Sill | 1960536 | 5 | 01/21/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |