Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jitu G Somaya | 846167 | 2 | 09/20/1984 | Customer Dispute | Settled | $14,000,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Gregory James Miller | 1043259 | 4 | 08/01/1984 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 01/20/1984 | Customer Dispute | Award / Judgment | $0.00 | $2,500.00 | See FINRA Report |
| Steven Edward Egan | 827876 | 1 | 07/26/1982 | Customer Dispute | Settled | $54,687.50 | $0.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 07/09/1982 | Customer Dispute | Settled | $2,012,290.00 | $0.00 | See FINRA Report |