Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul J Colligan | 1611890 | 4 | 11/01/1988 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 10/04/1988 | Customer Dispute | Award / Judgment | $21,000.00 | $10,560.90 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 08/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $5,465.00 | See FINRA Report |
| Raymond Martin Faupel | 205131 | 1 | 05/01/1988 | Customer Dispute | Settled | $229,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 03/13/1988 | Customer Dispute | Award / Judgment | $230,046.00 | $162,000.00 | See FINRA Report |
| Gregg William Whelan | 1192743 | 6 | 11/30/1987 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
| Michael John Hoctor | 855965 | 1 | 08/11/1987 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| John Michael Legg | 712395 | 1 | 06/26/1985 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| William Vincent Reepmeyer | 372712 | 3 | 02/01/1985 | Customer Dispute | Settled | $367,962.00 | $0.00 | See FINRA Report |
| Jeffrey Sy Rubenstein | 850152 | 8 | 01/14/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |