Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gail F Perrymason | 1843678 | 8 | 11/01/1994 | Customer Dispute | Pending | $10,000.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Philip Orpheos Gullo | 2250333 | 1 | 08/09/1994 | Customer Dispute | Award / Judgment | $184,564.00 | $500.00 | See FINRA Report |
| Ralph Milburn Jones | 860887 | 2 | 06/07/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Tully | 870889 | 2 | 04/12/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 02/14/1994 | Customer Dispute | Settled | $259,312.00 | $0.00 | See FINRA Report |
| Guy Robert Presutti | 1196621 | 4 | 12/02/1993 | Customer Dispute | Settled | $230,006.00 | $0.00 | See FINRA Report |
| George Mardyks | 1047645 | 3 | 11/29/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 10/15/1993 | Customer Dispute | Award / Judgment | $345,795.00 | $340,000.00 | See FINRA Report |
| John D Coombs | 1264907 | 3 | 08/01/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |