Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Sportelli | 1851708 | 3 | 10/01/1996 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Stephen James Connaughton | 2321690 | 3 | 08/22/1996 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| David Kaghan Schoenkin | 1571601 | 2 | 08/19/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $788.00 | See FINRA Report |
| Matthew Brian Cohen | 2180477 | 4 | 07/25/1996 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| H. Peter Petrosky | 1300861 | 4 | 05/06/1996 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Marc Henry Fine | 1990219 | 1 | 03/25/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jerald Jay Hymen | 1379370 | 6 | 01/11/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Phillip Anthony | 1811812 | 3 | 01/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Phillip Anthony | 1811812 | 3 | 08/02/1995 | Customer Dispute | Settled | $1,480,000.00 | $0.00 | See FINRA Report |
| James Allen Walker | 1085374 | 2 | 07/05/1995 | Customer Dispute | Award / Judgment | $275,000.00 | $25,000.00 | See FINRA Report |