Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Serafin Paed Aquino | 1603285 | 4 | 05/03/2000 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 04/14/2000 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Robert John Murphy | 1226620 | 4 | 03/08/2000 | Customer Dispute | Settled | $166,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 02/22/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Allen Duane O'Brian | 350309 | 2 | 02/01/2000 | Customer Dispute | Settled | $116,489.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 01/29/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 01/20/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 12/30/1999 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Thomas Howard Tate | 1094496 | 5 | 11/09/1999 | Customer Dispute | Settled | $18,812.50 | $0.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 10/18/1999 | Customer Dispute | Award / Judgment | $78,325.00 | $22,000.00 | See FINRA Report |