Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose R Jaunarena Ferrari | 4058515 | 9 | 12/26/2018 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Irene Anne Kosik | 1767742 | 1 | 12/17/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 12/17/2018 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Luis Alberto Rosario | 4593449 | 21 | 11/20/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alberto Castaner | 1603341 | 9 | 10/29/2018 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jose R Jaunarena Ferrari | 4058515 | 9 | 10/29/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Kathleen Carroll King | 6146533 | 1 | 10/19/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Amber Dawn McCleerey | 6598525 | 1 | 10/19/2018 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Randy Ray Bray | 4695066 | 1 | 10/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Martin Lewis Waldman | 4566228 | 8 | 10/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |