Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Alberto Rosario | 4593449 | 21 | 06/18/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Eric Brian Rosenberg | 1027041 | 6 | 04/11/2019 | Customer Dispute | Withdrawn | $157,466.00 | $0.00 | See FINRA Report |
| Peter Henry Wagner | 1003080 | 5 | 03/27/2019 | Customer Dispute | Denied | $215,722.00 | $0.00 | See FINRA Report |
| James Yoo | 2427808 | 1 | 03/26/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos A Guerra | 4393628 | 1 | 03/04/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Joseph Standish | 2713559 | 1 | 02/26/2019 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Demos Argyros | 1325219 | 6 | 02/15/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jodi Lynn Madonna | 2640540 | 1 | 02/12/2019 | Customer Dispute | Settled | $484,000.00 | $0.00 | See FINRA Report |
| Lori Judith Rappaport-Steiner | 1938873 | 2 | 02/12/2019 | Customer Dispute | Settled | $484,000.00 | $0.00 | See FINRA Report |
| Jonathan Scott Gold | 1010319 | 4 | 01/03/2019 | Customer Dispute | Settled | $414,389.00 | $0.00 | See FINRA Report |