Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Padula | 6056709 | 1 | 03/27/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jorge Alejandro Hollander | 3075321 | 2 | 08/17/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Morgan Smith | 5993824 | 1 | 02/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Andrew Betley | 5304097 | 1 | 10/06/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Fantozzi | 2479746 | 2 | 01/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald McPherrin Weller | 5729143 | 2 | 11/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian John Bittner | 4996675 | 1 | 03/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 10/31/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Ahrens | 2630177 | 1 | 05/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stan Howard Dreyfuss | 1137745 | 3 | 01/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |