Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Howard Rosenmayer | 2352488 | 23 | 01/29/2000 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| John Joseph Marshall | 2645278 | 2 | 08/18/1999 | Customer Dispute | Closed-No Action | $58,000.00 | $0.00 | See FINRA Report |
| John James Pescatore | 2183696 | 2 | 08/26/1998 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |