Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean C Sill | 1960536 | 5 | 03/12/2003 | Customer Dispute | Closed-No Action | $16,867.80 | $0.00 | See FINRA Report |
| Roman Feagins Reed | 2936933 | 3 | 12/30/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Susan Linda Lahay | 1418175 | 1 | 06/18/2002 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Eric Robert Bartok | 2380133 | 5 | 03/25/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Howard Kay | 1298675 | 2 | 06/28/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Paul Raymond Nathe | 2015831 | 2 | 03/19/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Drew Michael Keenan | 2146168 | 1 | 03/06/2001 | Customer Dispute | Closed-No Action | $90,604.30 | $0.00 | See FINRA Report |
| Michael Jeffrey Weinstein | 2252636 | 4 | 02/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lane Werdesheim | 1892046 | 6 | 04/14/2000 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 02/22/2000 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |