Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sanford Alan Haber | 2164396 | 3 | 04/09/2008 | Customer Dispute | Closed-No Action | $33,500,000.00 | $0.00 | See FINRA Report |
| Martin Lewis Waldman | 4566228 | 8 | 03/12/2008 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Kevin Charles Willett | 1989149 | 1 | 01/18/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Todd Christopher Brady | 2454762 | 1 | 01/08/2008 | Customer Dispute | Closed-No Action | $287,452.00 | $0.00 | See FINRA Report |
| Steven Shane Kahane | 2271030 | 4 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Shane Kahane | 2271030 | 4 | 01/02/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Alan Joshua Sokol | 1810234 | 1 | 05/31/2005 | Customer Dispute | Closed-No Action | $55,290.10 | $0.00 | See FINRA Report |
| Betty Rodriguez | 1859215 | 5 | 03/31/2004 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Patrick James Hudec | 1534203 | 3 | 06/11/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Eric Robert Gauster | 2416301 | 6 | 06/10/2003 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |