Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| H. Peter Petrosky | 1300861 | 4 | 03/30/1992 | Customer Dispute | Award / Judgment | $2,628.07 | $2,628.07 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 02/13/1992 | Customer Dispute | Award / Judgment | $574,797.00 | $102,364.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 08/17/1991 | Customer Dispute | Award / Judgment | $5,048,000.00 | $2,538,520.00 | See FINRA Report |
| James William Forsythe | 1038986 | 6 | 04/09/1991 | Customer Dispute | Award / Judgment | $1,499,000.00 | $150,000.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 09/21/1989 | Customer Dispute | Award / Judgment | $15,000.00 | $6,960.20 | See FINRA Report |
| Demos Argyros | 1325219 | 6 | 11/02/1988 | Customer Dispute | Award / Judgment | $50,000.00 | $1,436.00 | See FINRA Report |
| Bruce Harvey Olephant | 1219613 | 5 | 10/04/1988 | Customer Dispute | Award / Judgment | $21,000.00 | $10,560.90 | See FINRA Report |
| Steven R Baaden | 1266766 | 9 | 08/01/1988 | Customer Dispute | Award / Judgment | $0.00 | $5,465.00 | See FINRA Report |
| Joseph Patrick Popp | 717221 | 6 | 03/13/1988 | Customer Dispute | Award / Judgment | $230,046.00 | $162,000.00 | See FINRA Report |
| Fred Berens | 18877 | 7 | 01/20/1984 | Customer Dispute | Award / Judgment | $0.00 | $2,500.00 | See FINRA Report |