Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Demos Argyros | 1325219 | 6 | 07/12/1999 | Customer Dispute | Award / Judgment | $188,016.00 | $56,500.00 | See FINRA Report |
| George W Fellows | 1085138 | 4 | 11/20/1998 | Customer Dispute | Award / Judgment | $87,050.20 | $0.00 | See FINRA Report |
| Mitchell Ian Hassenbein | 2305932 | 1 | 10/01/1998 | Customer Dispute | Award / Judgment | $0.00 | $1.00 | See FINRA Report |
| Stephen Alan Jaffe | 1340770 | 8 | 09/05/1997 | Customer Dispute | Award / Judgment | $190,382.00 | $45,000.00 | See FINRA Report |
| David Kaghan Schoenkin | 1571601 | 2 | 08/19/1996 | Customer Dispute | Award / Judgment | $10,000.00 | $788.00 | See FINRA Report |
| James Allen Walker | 1085374 | 2 | 07/05/1995 | Customer Dispute | Award / Judgment | $275,000.00 | $25,000.00 | See FINRA Report |
| Scott Shulman | 1091024 | 5 | 12/08/1994 | Customer Dispute | Award / Judgment | $0.00 | $310,000.00 | See FINRA Report |
| Philip Orpheos Gullo | 2250333 | 1 | 08/09/1994 | Customer Dispute | Award / Judgment | $184,564.00 | $500.00 | See FINRA Report |
| Ronald William Fox | 1219273 | 11 | 10/15/1993 | Customer Dispute | Award / Judgment | $345,795.00 | $340,000.00 | See FINRA Report |
| H. Peter Petrosky | 1300861 | 4 | 05/15/1992 | Customer Dispute | Award / Judgment | $9,999.00 | $0.00 | See FINRA Report |