Our Staff has compiled our research into a database of FINRA Broker Disclosures for Oppenheimer & Co. Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Baines Iglow | 2783963 | 9 | 10/12/2009 | Customer Dispute | Award / Judgment | $15,403.00 | $17,121.00 | See FINRA Report |
| Michael Howard Rosenmayer | 2352488 | 23 | 10/12/2009 | Customer Dispute | Award / Judgment | $15,406.00 | $17,121.00 | See FINRA Report |
| Andrew L Wolff | 2202514 | 2 | 05/26/2009 | Customer Dispute | Award / Judgment | $70,000.00 | $62,113.80 | See FINRA Report |
| Stan Howard Dreyfuss | 1137745 | 3 | 12/05/2008 | Customer Dispute | Award / Judgment | $3,000,000.00 | $340,000.00 | See FINRA Report |
| Andrew L Wolff | 2202514 | 2 | 08/18/2008 | Customer Dispute | Award / Judgment | $0.00 | $67,113.80 | See FINRA Report |
| Andrew Seth Martin | 2410569 | 4 | 12/21/2006 | Customer Dispute | Award / Judgment | $450,000.00 | $236,394.00 | See FINRA Report |
| Michael Jeffrey Weinstein | 2252636 | 4 | 04/05/2004 | Customer Dispute | Award / Judgment | $25,000.00 | $18,221.00 | See FINRA Report |
| Michael Edward Doherty | 500784 | 2 | 01/23/2004 | Customer Dispute | Award / Judgment | $482,282.00 | $320,000.00 | See FINRA Report |
| Stephen J Heil | 1949965 | 1 | 10/07/2003 | Customer Dispute | Award / Judgment | $388,539.00 | $131,000.00 | See FINRA Report |
| Peter James Muldowney | 2164998 | 3 | 04/21/2003 | Customer Dispute | Award / Judgment | $204,994.00 | $43,313.00 | See FINRA Report |