Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Neil Rich | 375427 | 7 | 12/01/1995 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Diamond | 847258 | 7 | 06/07/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Horowitz | 2175221 | 2 | 12/14/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Neil Rich | 375427 | 7 | 10/29/1991 | Customer Dispute | Award / Judgment | $54,904.00 | $5,734.64 | See FINRA Report |
| Charles Steven Colchamiro | 1011800 | 3 | 03/12/1991 | Customer Dispute | Award / Judgment | $6,891.25 | $1,275.00 | See FINRA Report |
| Charles Steven Colchamiro | 1011800 | 3 | 02/15/1991 | Customer Dispute | Award / Judgment | $6,891.00 | $6,891.25 | See FINRA Report |
| Robert Bruce Diamond | 847258 | 7 | 08/04/1985 | Customer Dispute | Award / Judgment | $800,000.00 | $0.00 | See FINRA Report |