Our Staff has compiled our research into a database of FINRA Broker Disclosures for Joseph Gunnar & Co. LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Gregory Marek | 2458841 | 4 | 08/14/2009 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| John Justin Piro | 4539787 | 2 | 01/26/2009 | Customer Dispute | Denied | $32,407.00 | $0.00 | See FINRA Report |
| Leonard Neil Rich | 375427 | 7 | 11/25/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Bruce Diamond | 847258 | 7 | 10/03/2007 | Customer Dispute | Settled | $21,500.00 | $0.00 | See FINRA Report |
| Robert Bruce Diamond | 847258 | 7 | 10/03/2007 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Robert Bruce Diamond | 847258 | 7 | 10/03/2007 | Customer Dispute | Settled | $12,500.00 | $0.00 | See FINRA Report |
| Michael William Wagner | 3083994 | 7 | 05/09/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mark Francis Blaha | 3083981 | 2 | 05/09/2006 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Jacob Robert Rosenberg | 2908851 | 1 | 01/26/2006 | Customer Dispute | Denied | $107,873.00 | $0.00 | See FINRA Report |
| Michael William Wagner | 3083994 | 7 | 10/05/2004 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |