Our Staff has compiled our research into a database of FINRA Broker Disclosures for SMH Capital Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Alan Moyers | 1850654 | 2 | 09/27/2010 | Customer Dispute | Denied | $550,000.00 | $0.00 | See FINRA Report |
| Dwayne Alan Moyers | 1850654 | 2 | 05/22/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |