Our Staff has compiled our research into a database of FINRA Broker Disclosures for Amundi Distributor US, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Evelyn Warmington | 5832878 | 1 | 07/31/2023 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Mark Kichton | 6888104 | 2 | 02/27/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Mark Kichton | 6888104 | 2 | 10/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brendan Amman Roche | 6805918 | 1 | 10/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Yasinski | 2917667 | 1 | 10/13/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Austin | 2825175 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |