Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.E. Shaw Securities, L.L.C.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne Carolyn Dinning | 2078654 | 1 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |