Our Staff has compiled our research into a database of FINRA Broker Disclosures for OFG Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Lee Ash | 6244799 | 1 | 06/08/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Keith Crum | 3171764 | 1 | 11/01/2017 | Customer Dispute | Closed-No Action | $19,730.00 | $0.00 | See FINRA Report |
| Charles Barry Bray | 5924314 | 1 | 03/15/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Hal Kooken | 1635249 | 1 | 11/07/2002 | Customer Dispute | Settled | $7,829.47 | $0.00 | See FINRA Report |