Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Edward Gardiner | 3268932 | 2 | 04/24/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Barrett Schilling | 2609469 | 4 | 04/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Barrett Schilling | 2609469 | 4 | 01/13/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Thomas Enstice | 502060 | 2 | 12/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Noah D. Wertheimer | 4907880 | 2 | 11/14/2019 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Lloyd Thomas Layton | 1618414 | 3 | 10/24/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Thure Gustafson | 2082956 | 2 | 01/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Thure Gustafson | 2082956 | 2 | 01/16/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Christopher Kovacs | 6350933 | 2 | 11/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Thomas Layton | 1618414 | 3 | 09/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |