Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Richard Eglington | 1932848 | 1 | 05/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kerry Evan Taylor | 731888 | 13 | 01/18/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kerry Evan Taylor | 731888 | 13 | 06/21/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Kent Quinly | 703012 | 3 | 01/14/1992 | Customer Dispute | Award / Judgment | $9,000.00 | $9,000.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 07/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 12/01/1989 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Craig M Wiener | 1401644 | 1 | 10/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 10/02/1986 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 09/05/1986 | Customer Dispute | Award / Judgment | $300,000.00 | $101,531.00 | See FINRA Report |