Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Caine Shultz | 5614228 | 3 | 07/10/2012 | Customer Dispute | Settled | $8,017.05 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 08/09/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edgar Wilson Brick | 30291 | 1 | 05/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 01/25/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Kenneth Russell Boyd | 2156704 | 1 | 09/09/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 05/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregorios Hatzimichael | 4443829 | 1 | 02/23/2009 | Customer Dispute | Settled | $8,036.95 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 09/02/2008 | Customer Dispute | Settled | $50,475.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 04/25/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 04/28/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |