Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lei Shen | 5769894 | 4 | 08/02/2021 | Customer Dispute | Settled | $950,000.00 | $0.00 | See FINRA Report |
| Andrew John Dinkelmeyer | 5597768 | 2 | 04/26/2021 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Vincent Keith Annable | 1033573 | 2 | 04/23/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gilbert Russell Conrad | 2746778 | 6 | 07/28/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Warren Wright | 4134973 | 7 | 04/28/2020 | Customer Dispute | Settled | $197,000.00 | $0.00 | See FINRA Report |
| Edward Thomas Enstice | 502060 | 2 | 12/13/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Warren Wright | 4134973 | 7 | 06/13/2019 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Frank Eugene Youngstrom | 475344 | 1 | 04/04/2018 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Charles Louis Lanza | 5864178 | 1 | 02/05/2018 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Kovacs | 6350933 | 2 | 11/01/2017 | Customer Dispute | Settled | $201,016.00 | $0.00 | See FINRA Report |