Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Anthony Tucci | 4508379 | 1 | 02/20/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Clarice Crystal Saw | 2633118 | 4 | 01/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Blake Edward Fellows | 4374810 | 3 | 04/09/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clarice Crystal Saw | 2633118 | 4 | 09/13/2006 | Customer Dispute | Settled | $6,219.51 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 06/13/2006 | Customer Dispute | Closed-No Action | $24,466.00 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 04/28/2005 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Sylvan Cooper | 2422262 | 1 | 02/28/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 02/11/2005 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Schilling | 2609469 | 4 | 09/14/2004 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Robert Barrett Schilling | 2609469 | 4 | 02/05/2004 | Customer Dispute | Denied | $17,680.00 | $0.00 | See FINRA Report |