Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Francis McCrory | 705683 | 6 | 01/25/2011 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 04/29/2010 | Customer Dispute | Denied | $7,168.37 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 09/11/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Kenneth Russell Boyd | 2156704 | 1 | 09/09/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 05/05/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Gregorios Hatzimichael | 4443829 | 1 | 02/23/2009 | Customer Dispute | Settled | $8,036.95 | $0.00 | See FINRA Report |
| Steven Kent Quinly | 703012 | 3 | 10/27/2008 | Customer Dispute | Denied | $139,000.00 | $0.00 | See FINRA Report |
| Jon Paul Cirelli | 4729737 | 5 | 09/12/2008 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 09/02/2008 | Customer Dispute | Settled | $50,475.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 04/25/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |