Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Frattini | 5742860 | 4 | 02/12/2015 | Customer Dispute | Settled | $11,500.00 | $0.00 | See FINRA Report |
| Christopher John Frattini | 5742860 | 4 | 02/05/2015 | Customer Dispute | Settled | $52,371.50 | $0.00 | See FINRA Report |
| Gilbert Russell Conrad | 2746778 | 2 | 06/21/2013 | Customer Dispute | Settled | $2,850,350.00 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 10/27/2011 | Customer Dispute | Denied | $13,886.30 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 09/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vineet Kumar Goyal | 4673528 | 4 | 09/13/2011 | Customer Dispute | Denied | $20,882.50 | $0.00 | See FINRA Report |
| Mark Timothy Youngs | 1270135 | 6 | 08/12/2011 | Customer Dispute | Settled | $50,582.00 | $0.00 | See FINRA Report |
| John Eli Frick | 2967029 | 5 | 08/09/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Whittemore | 2984813 | 2 | 06/07/2011 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Edgar Wilson Brick | 30291 | 1 | 05/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |