Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Eugene Youngstrom | 475344 | 1 | 04/04/2018 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Kovacs | 6350933 | 2 | 11/01/2017 | Customer Dispute | Settled | $201,016.00 | $0.00 | See FINRA Report |
| Clint Stephen Fish | 2377710 | 1 | 07/11/2017 | Customer Dispute | Settled | $6,600.00 | $0.00 | See FINRA Report |
| Noah D. Wertheimer | 4907880 | 2 | 11/16/2016 | Customer Dispute | Denied | $12,772.90 | $0.00 | See FINRA Report |
| Thomas Patrick Smith | 429070 | 1 | 11/08/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Clarice Crystal Saw | 2633118 | 4 | 06/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew John Dinkelmeyer | 5597768 | 2 | 03/14/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Bobby Kyle Cowand | 2317710 | 5 | 01/28/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Christopher John Frattini | 5742860 | 4 | 11/10/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher John Frattini | 5742860 | 4 | 10/02/2015 | Customer Dispute | Settled | $156,000.00 | $0.00 | See FINRA Report |