Our Staff has compiled our research into a database of FINRA Broker Disclosures for SS&C Market Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charmaine E Heath | 4983369 | 2 | 03/25/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Patrick McQuaid | 2103093 | 2 | 09/28/2005 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| George Louis Williams | 6286891 | 2 | 01/01/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Louis Williams | 6286891 | 2 | 01/01/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Patrick McQuaid | 2103093 | 2 | 07/26/2000 | Customer Dispute | Settled | $17,188.90 | $0.00 | See FINRA Report |
| Laura Nash | 5282449 | 1 | 05/10/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |