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FINRA Broker Disclosures for Jefferies LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 99 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Franklyn Johnson Collymore3237105108/01/1999Judgment / Lien$0.00$0.00See FINRA Report
Robert P McDonald6038115105/19/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072109/18/1997RegulatoryFinal$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072112/11/1996Customer DisputeSettled$245,216.00$0.00See FINRA Report
Gregory Arthur Fisher11726072112/11/1996Customer DisputeSettled$173,829.00$0.00See FINRA Report
Gregory Arthur Fisher11726072110/31/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072108/21/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072108/01/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Gregory Arthur Fisher11726072111/30/1995Customer DisputeSettled$140,000.00$0.00See FINRA Report
Gregory Arthur Fisher11726072110/13/1995Customer DisputeSettled$65,000.00$0.00See FINRA Report

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