Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Franklyn Johnson Collymore | 3237105 | 1 | 08/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert P McDonald | 6038115 | 1 | 05/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 09/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 12/11/1996 | Customer Dispute | Settled | $245,216.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 12/11/1996 | Customer Dispute | Settled | $173,829.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 10/31/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 08/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 08/01/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 11/30/1995 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
Gregory Arthur Fisher | 1172607 | 21 | 10/13/1995 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |