Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karine Milhomens | 6541997 | 1 | 08/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Justin Grein | 6527069 | 1 | 08/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Strauss | 6050764 | 1 | 08/17/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gustavo Alfredo Frances | 4246160 | 2 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Money Read | 846274 | 1 | 02/08/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick John Brennan | 5550777 | 1 | 07/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Javier Poliak | 2465622 | 2 | 07/10/2017 | Customer Dispute | Withdrawn | $27,427.90 | $0.00 | See FINRA Report |
| George John Zahringer | 819257 | 4 | 12/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pablo Leonel Gherardi | 4602689 | 2 | 11/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Charles Ostrove | 715538 | 2 | 10/26/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |