Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Inigo Domenech | 4459412 | 4 | 08/10/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Inigo Domenech | 4459412 | 4 | 11/25/2019 | Customer Dispute | Settled | $100,000,000.00 | $0.00 | See FINRA Report |
Inigo Domenech | 4459412 | 4 | 10/30/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Alan E Feldman | 3137515 | 1 | 09/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Solomon L Chehebar | 4406665 | 1 | 09/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Bradie Ann Shogan | 5167040 | 1 | 09/09/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Theodore M Serure | 419023 | 2 | 09/06/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Gustavo Alfredo Frances | 4246160 | 2 | 01/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Eric Spencer Pogue | 7127370 | 1 | 01/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
John Keady Walsh | 5387055 | 1 | 10/29/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |