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FINRA Broker Disclosures for Jefferies LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 99 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Inigo Domenech4459412408/10/2020Employment Separation After Allegations$0.00$0.00See FINRA Report
Inigo Domenech4459412411/25/2019Customer DisputeSettled$100,000,000.00$0.00See FINRA Report
Inigo Domenech4459412410/30/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Alan E Feldman3137515109/09/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Solomon L Chehebar4406665109/09/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Bradie Ann Shogan5167040109/09/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Theodore M Serure419023209/06/2019Employment Separation After Allegations$0.00$0.00See FINRA Report
Gustavo Alfredo Frances4246160201/23/2019FinancialFinal$0.00$0.00See FINRA Report
Eric Spencer Pogue7127370101/01/2019Judgment / Lien$0.00$0.00See FINRA Report
John Keady Walsh5387055110/29/2018Employment Separation After Allegations$0.00$0.00See FINRA Report

99 Results

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