Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raphael Davis Goodman | 2290682 | 1 | 05/04/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 08/25/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 07/01/1991 | Customer Dispute | Settled | $386,982.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 04/22/1991 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Serge Henri Cohen | 1689433 | 2 | 05/17/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Serge Henri Cohen | 1689433 | 2 | 01/19/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 01/11/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Arthur Fisher | 1172607 | 21 | 08/27/1987 | Customer Dispute | Award / Judgment | $16,000.00 | $10,000.00 | See FINRA Report |
| Lee Susan Carey | 2087256 | 1 | 05/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |