Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Brabant | 1874083 | 3 | 09/01/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jaime Antonio Fals | 1875713 | 1 | 06/04/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| George John Zahringer | 819257 | 4 | 07/06/2001 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| George John Zahringer | 819257 | 4 | 04/06/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Brian Gross | 1173407 | 1 | 01/01/2001 | Customer Dispute | Settled | $38,699.20 | $0.00 | See FINRA Report |
| Thomas Edward Labenz | 2501167 | 1 | 11/01/1999 | Customer Dispute | Settled | $12,712.80 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 12/11/1996 | Customer Dispute | Settled | $245,216.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 12/11/1996 | Customer Dispute | Settled | $173,829.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 10/31/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 08/21/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |