Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Arthur Fisher | 1172607 | 21 | 09/12/1993 | Customer Dispute | Settled | $464,000.00 | $0.00 | See FINRA Report |
| Robert Louis Constant | 869897 | 1 | 05/11/1993 | Customer Dispute | Settled | $102,727.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 07/01/1991 | Customer Dispute | Settled | $386,982.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 04/22/1991 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 08/27/1987 | Customer Dispute | Award / Judgment | $16,000.00 | $10,000.00 | See FINRA Report |