Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alfred Gerald Block | 1192064 | 7 | 08/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 10/21/1997 | Customer Dispute | Settled | $387,162.00 | $0.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 07/30/1997 | Customer Dispute | Settled | $289,600.00 | $0.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 06/12/1997 | Customer Dispute | Award / Judgment | $525,000.00 | $380,899.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 02/11/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 01/11/1996 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 09/07/1995 | Customer Dispute | Settled | $1,576,330.00 | $0.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 04/22/1994 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Paul Appello | 1290292 | 2 | 01/07/1994 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| George Thomas McCutchen | 326502 | 3 | 01/06/1992 | Customer Dispute | Settled | $62,288.00 | $0.00 | See FINRA Report |