Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Elliott Shoichet | 2301353 | 8 | 03/22/2004 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Robert W Oakes | 1396707 | 2 | 09/26/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Todd Stein | 1854939 | 1 | 10/22/2002 | Customer Dispute | Award / Judgment | $100,000.00 | $14,000.00 | See FINRA Report |
| Harry John Buckman | 2202467 | 4 | 09/04/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $75,000.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 09/04/2002 | Customer Dispute | Award / Judgment | $250,000.00 | $75,000.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 05/02/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Laurence Guarino | 1307977 | 4 | 08/18/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Harry John Buckman | 1090909 | 4 | 08/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 08/05/1999 | Customer Dispute | Settled | $104,000.00 | $0.00 | See FINRA Report |
| Mark Elliott Shoichet | 2301353 | 8 | 12/30/1998 | Customer Dispute | Award / Judgment | $237,302.00 | $10,163.40 | See FINRA Report |