Our Staff has compiled our research into a database of FINRA Broker Disclosures for Buckman, Buckman & Reid, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry John Buckman | 2202467 | 4 | 07/25/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harry John Buckman | 1090909 | 4 | 08/03/2015 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Harry John Buckman | 1090909 | 4 | 01/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Thomas McCutchen | 326502 | 3 | 11/03/2014 | Customer Dispute | Settled | $10,822.00 | $0.00 | See FINRA Report |
| Mark Peter Erlich | 2284613 | 2 | 12/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Peter Erlich | 2284613 | 2 | 02/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert W Oakes | 1396707 | 2 | 05/31/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Laurence Guarino | 1307977 | 4 | 07/25/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 02/02/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred Gerald Block | 1192064 | 7 | 05/28/2004 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |