Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Andrew Geake | 2629008 | 15 | 04/27/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Edward Moriarty | 2720704 | 1 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Distler | 6130680 | 2 | 04/19/2018 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Donna Rae Bellamy | 1534867 | 15 | 03/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lamont Adrian Chandler | 2794744 | 5 | 03/14/2018 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Kenneth David Loebel | 2742324 | 3 | 02/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Andrew Shorley | 5301881 | 2 | 01/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Christopher McCarthy | 1702715 | 4 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 10/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |