Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Andrew Geake | 2629008 | 15 | 04/11/2019 | Customer Dispute | Settled | $49,592.10 | $0.00 | See FINRA Report |
| Travis Ryan Dixon | 6347123 | 2 | 02/27/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 01/16/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Walter Noack | 4627271 | 2 | 10/01/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 09/07/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lamont Adrian Chandler | 2794744 | 5 | 08/28/2018 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Kevin Christopher McCarthy | 1702715 | 4 | 08/21/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Kelli Lyn Gabriel | 2307234 | 1 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Andrew Shorley | 5301881 | 2 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |