Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Lee Clark | 5733655 | 1 | 12/01/2020 | Customer Dispute | Settled | $23,561.90 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 11/05/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 11/04/2020 | Customer Dispute | Settled | $34,000.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 10/28/2020 | Customer Dispute | Settled | $7,500.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 10/26/2020 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Richard Jay Gopin | 2027499 | 2 | 10/20/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dennis Alan Cirbo | 733633 | 2 | 09/17/2020 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |
| Michael Erwin | 6774571 | 2 | 08/13/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lamont Adrian Chandler | 2794744 | 5 | 04/20/2020 | Customer Dispute | Settled | $60,550.00 | $0.00 | See FINRA Report |
| Michael Erwin | 6774571 | 2 | 04/08/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |