Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Anthony Virga | 5070668 | 5 | 07/15/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 12 | 07/02/2021 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Vincent Anthony Virga | 5070668 | 5 | 06/22/2021 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 06/07/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Martin William McNees | 3168410 | 1 | 05/18/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gail Marie Jensen | 1943705 | 2 | 05/18/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Richard David Williams | 4951778 | 1 | 05/10/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| James Walter Noack | 4627271 | 2 | 05/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Montgomery Costa | 4847063 | 7 | 02/02/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Gopin | 2027499 | 2 | 01/21/2021 | Customer Dispute | Closed-No Action | $47,508.00 | $0.00 | See FINRA Report |