Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Hose | 5824275 | 1 | 11/16/2022 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Jeffrey Marshall Wadsworth | 2272134 | 2 | 06/09/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Dimitry Tikhonov | 5451809 | 2 | 03/17/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terry Brent Bunn | 6436099 | 1 | 11/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David James Callanan | 4237166 | 1 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Andrew Geake | 2629008 | 15 | 07/02/2021 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Steven J Perrmann | 5873282 | 4 | 06/07/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Walter Noack | 4627271 | 2 | 05/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Jay Gopin | 2027499 | 2 | 01/21/2021 | Customer Dispute | Closed-No Action | $47,508.00 | $0.00 | See FINRA Report |
| Michael Joseph Distler | 6130680 | 2 | 12/16/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |