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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 171-180 out of 185 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Mark Wilkinson Richards2730478404/27/2001Customer DisputeDenied$30,000.00$0.00See FINRA Report
Donna Rae Bellamy15348671504/09/2001Customer DisputeClosed-No Action$40,000.00$0.00See FINRA Report
Phillip Clifton Allen1337542412/15/2000Customer DisputeSettled$39,542.30$0.00See FINRA Report
Matthew L Lang5330936109/01/2000CriminalFinal Disposition$0.00$0.00See FINRA Report
Hilgardt Wilhelm Lamprecht2866895302/04/2000Customer DisputeSettled$0.00$0.00See FINRA Report
Tyler J Frech1389587111/18/1999Customer DisputeSettled$0.00$0.00See FINRA Report
Ashley C Robinson5090538108/07/1999CriminalFinal Disposition$0.00$0.00See FINRA Report
Kenneth David Loebel2742324306/28/1999Customer DisputeSettled$48,000.00$0.00See FINRA Report
Phillip Clifton Allen1337542408/19/1998CriminalFinal Disposition$0.00$0.00See FINRA Report
Philip Detlefs4572116303/16/1998CriminalFinal Disposition$0.00$0.00See FINRA Report

185 Results

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