Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Clinton Datees Gharib | 2070991 | 4 | 02/25/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
George Edward Arocha | 729456 | 23 | 01/19/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George Edward Arocha | 729456 | 23 | 01/05/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George Edward Arocha | 729456 | 23 | 01/04/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mitchell Ernest Bonnett | 1685231 | 1 | 12/09/2004 | Customer Dispute | Closed-No Action | $130,000.00 | $0.00 | See FINRA Report |
Clinton Datees Gharib | 2070991 | 4 | 08/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Andrew Geake | 2629008 | 15 | 03/30/2004 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
Deborah Sue Sims | 1275290 | 2 | 02/13/2004 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 12/01/2003 | Customer Dispute | Settled | $45,788.00 | $0.00 | See FINRA Report |
Donna Rae Bellamy | 1534867 | 15 | 03/07/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |