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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 141-150 out of 185 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Chester William Mongold1219225303/28/2007Customer DisputeDenied$6,000.00$0.00See FINRA Report
Donna Rae Bellamy15348671502/13/2007Customer DisputeSettled$842,760.00$0.00See FINRA Report
Mary Bockman Holevinski1051750112/20/2006Customer DisputeDenied$14,840.00$0.00See FINRA Report
Donna Rae Bellamy15348671512/11/2006Judgment / Lien$0.00$0.00See FINRA Report
Chester William Mongold1219225312/10/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
Douglas John McCauley12578111211/02/2006RegulatoryFinal$0.00$0.00See FINRA Report
Eric Harris1902619110/20/2006Employment Separation After Allegations$0.00$0.00See FINRA Report
Hilgardt Wilhelm Lamprecht2866895304/04/2006Customer DisputeDenied$0.00$0.00See FINRA Report
Douglas John McCauley12578111212/14/2005Judgment / Lien$0.00$0.00See FINRA Report
David Guy Robichaud2733832109/18/2005CriminalFinal Disposition$0.00$0.00See FINRA Report

185 Results

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