Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chester William Mongold | 1219225 | 3 | 03/28/2007 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Donna Rae Bellamy | 1534867 | 15 | 02/13/2007 | Customer Dispute | Settled | $842,760.00 | $0.00 | See FINRA Report |
Mary Bockman Holevinski | 1051750 | 1 | 12/20/2006 | Customer Dispute | Denied | $14,840.00 | $0.00 | See FINRA Report |
Donna Rae Bellamy | 1534867 | 15 | 12/11/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Chester William Mongold | 1219225 | 3 | 12/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Douglas John McCauley | 1257811 | 12 | 11/02/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Eric Harris | 1902619 | 1 | 10/20/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Hilgardt Wilhelm Lamprecht | 2866895 | 3 | 04/04/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Douglas John McCauley | 1257811 | 12 | 12/14/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
David Guy Robichaud | 2733832 | 1 | 09/18/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |