Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas John McCauley | 1257811 | 12 | 11/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Kelly Breeze | 2591120 | 3 | 10/31/2008 | Customer Dispute | Denied | $77,000.00 | $0.00 | See FINRA Report |
| Arthur Clay Nicodemus | 1023096 | 1 | 10/28/2008 | Customer Dispute | Settled | $18,093.40 | $0.00 | See FINRA Report |
| Donna Rae Bellamy | 1534867 | 15 | 06/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Rae Bellamy | 1534867 | 15 | 02/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Ford | 1649604 | 8 | 11/16/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Sue Sims | 1275290 | 2 | 10/07/2007 | Customer Dispute | Settled | $225,974.00 | $0.00 | See FINRA Report |
| George Edward Arocha | 729456 | 23 | 08/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Edward Arocha | 729456 | 23 | 06/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chester William Mongold | 1219225 | 3 | 06/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |