Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Paul Seawright | 2275475 | 2 | 09/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Donna Rae Bellamy | 1534867 | 15 | 05/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Douglas John McCauley | 1257811 | 12 | 03/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Dennis Alan Cirbo | 733633 | 2 | 01/22/2010 | Customer Dispute | Settled | $113,000.00 | $0.00 | See FINRA Report |
Charles Joseph Henninger | 4343294 | 1 | 12/28/2009 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Donna Rae Bellamy | 1534867 | 15 | 12/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George Edward Arocha | 729456 | 23 | 10/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Kelly Breeze | 2591120 | 3 | 06/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Bradley Scott Ford | 1649604 | 8 | 06/17/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Douglas John McCauley | 1257811 | 12 | 11/13/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |