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FINRA Broker Disclosures for Madison Avenue Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Madison Avenue Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 121-130 out of 185 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Robert Paul Seawright2275475209/06/2010Judgment / Lien$0.00$0.00See FINRA Report
Donna Rae Bellamy15348671505/06/2010Judgment / Lien$0.00$0.00See FINRA Report
Douglas John McCauley12578111203/26/2010Judgment / Lien$0.00$0.00See FINRA Report
Dennis Alan Cirbo733633201/22/2010Customer DisputeSettled$113,000.00$0.00See FINRA Report
Charles Joseph Henninger4343294112/28/2009Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Donna Rae Bellamy15348671512/24/2009Judgment / Lien$0.00$0.00See FINRA Report
George Edward Arocha7294562310/05/2009Judgment / Lien$0.00$0.00See FINRA Report
James Kelly Breeze2591120306/30/2009RegulatoryFinal$0.00$0.00See FINRA Report
Bradley Scott Ford1649604806/17/2009RegulatoryFinal$0.00$0.00See FINRA Report
Douglas John McCauley12578111211/13/2008Judgment / Lien$0.00$0.00See FINRA Report

185 Results

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